Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Shepard is a financial professional with over 2 years of experience in the industry. Daniel is currently registered with UBS Securities LLC in New York, NY. Daniel previously worked at THE M & A GROUP LLC in Sarasota, FL. Daniel has passed the Series 63, Series 22TO and SIE exams. Daniel is also licensed in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2022 - Present
UBS Securities LLC (NEW YORK NY)
FL
07/30/2021 - 07/12/2022
THE M & A GROUP LLC (SARASOTA FL)
BC
Issued 08/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2021
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 03/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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