Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Moy has been a financial advisor for over 14 years. He is a registered representative of LPL Financial LLC, where he has been working since May 2015. Before joining LPL Financial LLC, Daniel Moy worked at EDWARD JONES from July 2009 to April 2015. Daniel Moy is licensed to sell securities in Arizona, Florida, Georgia, Illinois, New York and Texas. He is also a registered investment advisor in Illinois. Daniel Moy holds the Series 66, SIE, and Series 7 licenses. He is a financial advisor focused on individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
05/18/2015 - Present
LPL Financial LLC (GLENVIEW IL)
IL
07/07/2009 - 04/30/2015
EDWARD JONES (MT PROSPECT IL)
BOTH
Issued 07/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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