Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Carnine is a financial advisor with Thoroughbred Financial Services, LLC, located in Brentwood, TN. Daniel has been in the industry since 2012 and has experience in both broker-dealer and investment advisor roles. Daniel has a strong track record of success in providing financial planning and investment management services to individuals, corporations and other entities. Daniel holds the Series 7, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
11/06/2023 - Present
Thoroughbred Financial Services, LLC (BRENTWOOD TN)
TN
08/16/2017 - 11/08/2021
PRINCIPAL SECURITIES, INC. (NASHVILLE TN)
TN
01/01/2016 - 06/07/2016
PRINCIPAL SECURITIES, INC. (BRENTWOOD TN)
TN
08/30/2013 - 05/13/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)
NE
06/14/2012 - 08/15/2012
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
Issued 11/20/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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