Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Seong-wook Kim is a registered representative with Pruco Securities, LLC. Daniel Seong-wook Kim has been in the industry since 2003. Daniel Seong-wook Kim has passed the Series 6, Series 63, Series 65, and SIE exams. Daniel Seong-wook Kim is registered in Connecticut, Florida, Georgia, New Jersey, and New York. Daniel Seong-wook Kim is also registered as an investment advisor representative in New York. Daniel Seong-wook Kim specializes in providing financial advice to individuals, high net worth individuals, corporations, and trusts. Daniel Seong-wook Kim is also licensed to sell health insurance, Medicare Advantage, and Medicare supplement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
06/07/2021 - Present
Pruco Securities, LLC (New York NY)
IA
Issued 01/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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