Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Seitz is an investment advisor representative and has been in the industry for over 16 years. Daniel is currently registered with Wells Fargo Clearing Services, LLC and has been with them since October 2020. Prior to that, Daniel was with Merrill Lynch, Pierce, Fenner & Smith Incorporated for over 8 years. Daniel is also registered with the state of New Jersey as an investment advisor representative. Daniel has a Series 7, Series 63, Series 66, Series 86, Series 87, and SIE. Daniel is a licensed representative in 14 states including California, Colorado, Florida, Illinois, Michigan, Missouri, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/19/2020 - Present
Wells Fargo Clearing Services, LLC (SEA GIRT NJ)
NJ
07/24/2012 - 10/19/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANASQUAN NJ)
NY
11/11/2010 - 08/03/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
MA
02/14/2003 - 04/19/2006
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NY
05/01/2002 - 01/22/2003
INSTINET CORPORATION (NEW YORK NY)
BOTH
Issued 12/13/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/09/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/14/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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