Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Seghi is a financial advisor with Edward Jones, a firm with over $824 billion in assets under management. Daniel has been in the financial services industry for over 17 years. His professional experience includes roles at Capital One Investments, CitiGroup, Iberia Bank / First Horizon Advisors, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Infinex Investments, Inc. and First Bank. Daniel is a registered representative in multiple states including Colorado, Connecticut, Florida, Georgia, Illinois, Massachusetts, Missouri, Nebraska, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Virginia, Washington and Wisconsin. Daniel holds FINRA Series 7, 9, 10, 63, 65 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/16/2023 - Present
Edward Jones (COCONUT CREEK FL)
IL
04/03/2023 - 10/10/2023
INFINEX INVESTMENTS, INC. (Swansea IL)
IL
08/22/2022 - 04/03/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SWANSEA IL)
FL
01/22/2021 - 08/01/2022
FIRST HORIZON ADVISORS, INC. (Boca Raton FL)
FL
12/04/2018 - 01/22/2021
INFINEX INVESTMENTS, INC. (Fort lauderdale FL)
FL
02/26/2015 - 12/27/2018
CITIGROUP GLOBAL MARKETS INC. (MIAMI BEACH FL)
NY
01/02/2015 - 02/26/2015
CAPITAL ONE INVESTING, LLC (BROOKLYN NY)
NY
12/24/2013 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (BROOKLYN NY)
NY
03/04/2013 - 12/12/2013
MORGAN STANLEY (GARDEN CITY NY)
NY
05/08/2012 - 01/25/2013
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
FL
01/06/2012 - 04/02/2012
PRIMEX (AVENTURA FL)
FL
12/12/2008 - 03/08/2010
OPPENHEIMER & CO. INC. (FORT LAUDERDALE FL)
FL
02/07/2007 - 12/18/2008
CHARLES SCHWAB & CO., INC. (FORT LAUDERDALE FL)
FL
11/05/2004 - 12/20/2006
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
FL
06/30/2004 - 10/06/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
TX
05/19/2004 - 07/28/2004
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
BOTH
Issued 04/25/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Seghi is the right advisor for you? Invested Better is here to help.
