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Daniel Sean Verna

Guggenheim Securities, LLC

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About Daniel Sean Verna

Daniel Verna is a financial professional with over 17 years of experience in the financial services industry. Daniel has held various roles at prominent financial institutions, including Deutsche Bank Securities Inc., Canaccord Adams Inc., Lehman Brothers Inc., and Cantor Fitzgerald & Co. Daniel is currently registered with Guggenheim Securities, LLC and holds licenses for Series 7, 55, 57TO, and SIE exams. Daniel is registered in 10 states and has a strong track record of providing exceptional financial guidance to clients.

Firm Information

Daniel Verna is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Verna’s Registration & Firm History

MA

09/05/2019 - Present

Guggenheim Securities, LLC (BOSTON MA)

MA

05/24/2012 - 08/30/2019

DEUTSCHE BANK SECURITIES INC. (BOSTON MA)

NY

11/03/2000 - 02/24/2006

CANACCORD ADAMS INC. (NEW YORK NY)

NY

07/27/2000 - 11/07/2000

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

12/06/1999 - 07/07/2000

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

11/12/1999 - 12/10/1999

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/01/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/23/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Sean Verna.
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