Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Scott Thomas is a financial advisor at D.A. Davidson & Co. with over 30 years of experience in the financial services industry. Daniel is a registered representative in multiple states and holds several securities licenses. Daniel works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/24/2018 - Present
D.a. Davidson & Co. (NEWPORT BEACH CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LONG BEACH CA)
CA
11/08/2005 - 11/04/2013
CROWELL, WEEDON & CO. (LONG BEACH CA)
NJ
12/15/1994 - 11/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
10/06/1992 - 12/21/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 04/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Daniel Thomas is the right advisor for you? Invested Better is here to help.
