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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Schwartz is a financial advisor with Nuveen Asset Management, LLC, based in Chicago, Illinois. Daniel has over 13 years of experience in the financial services industry. Daniel is registered with the state of Illinois as an Investment Adviser Representative (IAR). Daniel has a wide range of experience in the financial industry and is able to provide a variety of services to clients. This includes, but is not limited to, portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
11/17/2020 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
CT
12/02/2010 - 10/07/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
CT
11/30/2007 - 06/02/2010
TOUCHSTONE SECURITIES, INC. (NORWALK CT)
CT
12/05/2006 - 11/13/2007
AMERIPRISE FINANCIAL SERVICES, INC. (NORWALK CT)
IA
Issued 02/08/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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