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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kates is an investment advisor representative with United Capital Financial Advisors. Daniel has been in the financial industry since 2010 and has a diverse background. Daniel's past experience includes roles at Mercer Allied Company, L.P., Goldman Sachs & Co. LLC, Cetera Advisor Networks LLC, Mid Atlantic Capital Corporation, MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC. Daniel holds a Series 7, Series 6, Series 63, and Series 65 license and is registered in Massachusetts. Daniel specializes in providing financial planning, portfolio management for businesses and individuals, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser for other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/19/2019 - Present
United Capital Financial Advisors (HOLYOKE MA)
MA
09/03/2020 - 11/20/2023
MERCER ALLIED COMPANY, L.P. (HOLYOKE MA)
MA
09/01/2020 - 11/20/2023
GOLDMAN SACHS & CO. LLC (BOSTON MA)
MA
03/21/2019 - 09/01/2020
CETERA ADVISOR NETWORKS LLC (HOLYOKE MA)
MA
03/15/2016 - 04/10/2019
MID ATLANTIC CAPITAL CORPORATION (WILBRAHAM MA)
MA
06/08/2011 - 03/21/2016
MML INVESTORS SERVICES, LLC (WILBRAHAM MA)
MA
06/07/2010 - 05/10/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NORTHAMPTON MA)
IA
Issued 02/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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