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Daniel Schwartz

Fifth Third Securities, Inc.

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About Daniel Schwartz

Daniel Schwartz is an investment advisor representative at Fifth Third Securities, Inc. located in Crescent Springs, KY. Daniel Schwartz has been in the industry since August 28, 1989, and has been registered with Fifth Third Securities, Inc. since August 2023. Daniel Schwartz has a Series 63, 65, 7, 72, and SIE license. Daniel Schwartz previously worked at PNC INVESTMENTS, J.J.B. HILLIARD, W.L. LYONS, INC., PNC BROKERAGE CORP, GNA SECURITIES, INC., and HIBBARD BROWN & CO., INC..

Firm Information

Daniel Schwartz is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

2150 DIXIE HIGHWAY

FORT MITCHELL, KY 41017

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Schwartz’s Registration & Firm History

KY

08/17/2023 - Present

Fifth Third Securities, Inc. (FORT MITCHELL KY)

KY

01/01/2004 - 08/07/2023

PNC INVESTMENTS (NEWPORT KY)

KY

06/01/2002 - 01/01/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

06/13/1994 - 06/01/2002

PNC BROKERAGE CORP (PITTSBURGH PA)

VA

02/05/1993 - 06/06/1994

GNA SECURITIES, INC. (GLEN ALLEN VA)

NY

06/20/1989 - 12/08/1992

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 9/30/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 7/12/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Schwartz. Review regulatory record here.
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