Unclaimed
Daniel Schwartz is an investment advisor representative at Fifth Third Securities, Inc. located in Crescent Springs, KY. Daniel Schwartz has been in the industry since August 28, 1989, and has been registered with Fifth Third Securities, Inc. since August 2023. Daniel Schwartz has a Series 63, 65, 7, 72, and SIE license. Daniel Schwartz previously worked at PNC INVESTMENTS, J.J.B. HILLIARD, W.L. LYONS, INC., PNC BROKERAGE CORP, GNA SECURITIES, INC., and HIBBARD BROWN & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
08/17/2023 - Present
Fifth Third Securities, Inc. (FORT MITCHELL KY)
KY
01/01/2004 - 08/07/2023
PNC INVESTMENTS (NEWPORT KY)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
06/13/1994 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
VA
02/05/1993 - 06/06/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
06/20/1989 - 12/08/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 9/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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