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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sburlati-rupp is a financial advisor with UBS Financial Services Inc., a firm with over $50 billion in assets under management. Daniel has been in the industry since 2015 and holds licenses to offer investment advice and services in multiple states, including Connecticut, New York, and others. Daniel has extensive experience in the financial industry, having worked with various firms such as J.P. Morgan Securities LLC and Wells Fargo Advisors, LLC. Daniel specializes in working with individuals, businesses, pension plans, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
04/09/2024 - Present
UBS Financial Services Inc. (WESTPORT CT)
CT
02/08/2019 - 08/04/2020
RAYMOND JAMES & ASSOCIATES, INC. (Greenwich CT)
CT
01/12/2016 - 02/12/2019
WELLS FARGO CLEARING SERVICES, LLC (GREENWICH CT)
NY
07/03/2015 - 11/17/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IA
Issued 03/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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