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Daniel S Shaffer

Shaffer Asset Management, Inc.

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About Daniel S Shaffer

Daniel Shaffer is an investment advisor representative with Shaffer Asset Management, Inc., a firm registered with the state of Connecticut. Daniel has been in the industry for over 30 years and is a Chartered Financial Consultant. Daniel has experience working with both high-net-worth individuals and corporations. Daniel offers financial and investment advice and portfolio management for both individuals and corporations.

Firm Information

Daniel Shaffer is currently registered with Shaffer Asset Management, Inc.. Shaffer Asset Management, Inc. is an investment advisor with 1 investment adviser representative. The firm manages approximately $2,249,728 in assets for 19 clients, primarily high-net-worth individuals, corporations, and individuals other than high-net-worth. The firm provides portfolio management for individuals and other advisory services, including speaker services.

$2.25M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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speaker

Speaker

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Speaking fees

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Daniel Shaffer’s Registration & Firm History

CT

02/16/2006 - Present

Shaffer Asset Management, Inc. (GREENWICH CT)

CT

05/01/2000 - 10/16/2013

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (GREENWICH CT)

NY

07/13/1998 - 05/03/2000

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

WI

06/22/1989 - 07/15/1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

04/17/1989 - 07/15/1998

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

05/03/1988 - 05/22/1989

HAMBRECHT & QUIST INCORPORATED

NA

10/28/1987 - 05/12/1988

BEAR, STEARNS & CO. INC.

NA

02/05/1986 - 10/23/1987

DEAN WITTER REYNOLDS INC.

NA

05/25/1983 - 06/20/1984

BEAR, STEARNS & CO.

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Licenses & Designations

IA

Issued 02/27/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/1999

Series 24 - General Securities Principal Examination

BC

Issued 03/05/1990

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/13/1998

Series 3 - National Commodity Futures Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Daniel S Shaffer.
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