Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ripp is a financial professional with over 20 years of experience in the financial services industry. Daniel is currently registered with Bradley Woods & Co. Ltd. and holds a variety of licenses and designations, including Series 7, 63, 66, 24, 27, 4, 86, 87, 99TO, 79TO, and SIE. Daniel is also a Registered Representative of Bradley Woods & Co. Ltd. and has held previous positions at SWORD SECURITIES LLC, Berkeley Capital Securities, L.L.C., H.C. WAINWRIGHT & CO., INC., KUHNS BROTHERS SECURITIES CORPORATION, CASIMIR CAPITAL L.P., and OSCAR GRUSS & SON, INCORPORATED. Daniel is licensed in Connecticut, Illinois, New York, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2001 - Present
Bradley Woods & Co. Ltd. (NEW YORK NY)
CT
12/17/2018 - 03/25/2020
SWORD SECURITIES LLC (STAMFORD CT)
CA
02/06/2006 - 06/11/2009
BERKELEY CAPITAL SECURITIES, L.L.C. (SAN FRANCISCO CA)
NY
04/22/2003 - 04/30/2004
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
CT
04/25/2003 - 01/20/2004
KUHNS BROTHERS SECURITIES CORPORATION (LIME ROCK CT)
CT
06/21/2001 - 02/13/2003
CASIMIR CAPITAL L.P. (GREENWICH CT)
NY
09/09/1997 - 08/21/1998
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
BOTH
Issued 10/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/10/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/10/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/02/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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