Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lampe is an investment advisor with Wells Fargo Advisors Financial Network, LLC. Daniel has been in the financial services industry since August 19, 1994. Daniel holds a Series 6, 7, 9, 10, 63, and 65. Daniel is currently registered in Arkansas, Florida, Illinois, Massachusetts, Pennsylvania, and Utah. Daniel has previously worked with Wells Fargo Clearing Services, LLC, Phoenix Equity Planning Corporation, Prudential Investment Management Services LLC, Park Avenue Securities LLC, Guardian Investor Services Corporation, Endeavor Group, Forth Financial Securities, Corporation, Planco Financial Services, Inc., United Financial Network, Inc., and Protective Equity Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/02/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Fort Myers FL)
FL
07/31/2008 - 05/02/2023
WELLS FARGO CLEARING SERVICES, LLC (NAPLES FL)
IL
08/12/2005 - 07/01/2008
PHOENIX EQUITY PLANNING CORPORATION (EDWARDSVILLE IL)
NJ
12/11/2000 - 08/12/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
05/03/1999 - 07/21/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/26/1999 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CO
12/03/1996 - 11/10/1998
ENDEAVOR GROUP (DENVER CO)
VA
07/10/1996 - 11/19/1996
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
CT
06/01/1995 - 06/26/1996
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
WV
03/21/1994 - 06/22/1995
UNITED FINANCIAL NETWORK, INC. (LEWISBURG WV)
AL
10/28/1993 - 02/25/1994
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 09/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Lampe is the right advisor for you? Invested Better is here to help.
