Unclaimed
Daniel Ryan Sater is a financial professional with over 15 years of experience in the industry. He has worked for several firms, including Morgan Stanley & Co., Incorporated, TMC BONDS L.L.C., ACGM, INC., MCAP LLC, and currently at Stonex Financial Inc. Daniel has a wide range of experience in the industry and is licensed to sell securities in several states. He is also a Series 53 Principal and holds licenses in Series 7, Series 31, Series 52, Series 99, and SIE. Daniel is committed to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2016 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
06/20/2016 - 10/20/2016
MCAP LLC (NEW YORK NY)
NY
06/24/2013 - 05/12/2016
ACGM, INC. (NEW YORK NY)
NY
06/12/2008 - 08/12/2013
TMC BONDS L.L.C. (NEW YORK NY)
DC
09/27/2007 - 04/01/2008
MORGAN STANLEY & CO., INCORPORATED (WASHINGTON DC)
BOTH
Issued 10/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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