Unclaimed
Daniel Ryan Milligan is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC. Daniel has been in the securities industry since December 11, 2011. Daniel is currently registered with the state of North Carolina and is licensed to provide investment advice in Arizona, Florida, Georgia, North Carolina, Ohio, Oregon, South Carolina, Texas, Virginia, and Washington. Daniel is also a registered representative with FINRA. Daniel has experience working with individuals and has worked in the financial services industry since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
03/07/2013 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
BOTH
Issued 07/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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