Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Russell Vaughn is a financial advisor with over 29 years of experience in the industry. Daniel is registered with Wells Fargo Clearing Services, LLC in Macon, Georgia. He holds a Series 3, 7, 9, 10, 66 and SIE licenses. Daniel has worked for several firms, including J.C. Bradford & Co., D. Blech & Company, Incorporated, and PaineWebber Incorporated. He is currently registered with Wells Fargo Advisors LLC in Macon, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/14/2020 - Present
Wells Fargo Clearing Services, LLC (MACON GA)
NJ
08/14/2000 - 10/07/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/23/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
05/17/1994 - 06/21/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
BOTH
Issued 11/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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