Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ruben is a financial advisor with Independent Financial Group, LLC. Daniel is based in Westlake Village, California, where he has been working for the past 10 years. Daniel has been in the financial services industry since 2009 and specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Daniel has earned Series 6, 7, 24, 26, 63, and 65 licenses and the SIE. Daniel is registered with the state of California as both a Broker-Dealer and an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/16/2012 - Present
Independent Financial Group, LLC (Westlake Village CA)
CA
01/06/2012 - 11/16/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (AGOURA HILLS CA)
CA
10/21/2009 - 01/06/2012
WORLD GROUP SECURITIES, INC. (AGOURA HILLS CA)
IA
Issued 11/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2012
Series 24 - General Securities Principal Examination
BC
Issued 12/14/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Ruben is the right advisor for you? Invested Better is here to help.
