Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roswell Ortt is a financial advisor at LPL Financial LLC, a firm with over $50 billion in assets under management and over 1.5 million clients. Daniel has been in the financial industry since 1995 and has held a variety of positions at different firms, including Primevest Financial Services, Inc., Fintegra, LLC, and AFS Brokerage, Inc. Daniel has been with LPL Financial LLC since 2010. Daniel is a registered investment advisor and a registered representative in multiple states, including Montana and Texas. Daniel has earned multiple industry certifications, including Series 7, Series 6, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
11/03/2016 - Present
LPL Financial LLC (MISSOULA MT)
MT
12/12/2006 - 09/15/2010
PRIMEVEST FINANCIAL SERVICES, INC. (MISSOULA MT)
MT
02/03/2000 - 12/15/2006
FINTEGRA, LLC (MISSOULA MT)
TX
09/27/1999 - 02/02/2000
AFS BROKERAGE, INC. (AUSTIN TX)
CA
07/01/1999 - 09/14/1999
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
UT
11/06/1996 - 07/01/1999
FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)
RI
10/10/1995 - 11/08/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
KS
07/20/1994 - 12/22/1994
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 02/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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