Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Romero Chen has been in the financial services industry since 1988. He is a registered representative with Cetera Investment Advisers LLC. Daniel has worked with several financial institutions throughout his career, including VESTAX SECURITIES CORPORATION, TULLETT & TOKYO SECURITIES, INC., and AMERICAN CAPITAL CORPORATION. He is currently registered to offer investment advisory services in New Jersey and is also registered as a broker-dealer in several states including California, Colorado, Florida, New York, and Pennsylvania. Daniel offers a wide range of financial planning and investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (EATONTOWN NJ)
OH
06/09/1998 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
NY
12/24/1996 - 03/01/1999
TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)
PA
02/21/1997 - 06/02/1998
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
NY
02/22/1993 - 09/30/1996
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NJ
06/03/1991 - 01/06/1993
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NA
02/28/1991 - 04/22/1991
FUNDAMENTAL BROKERS
NA
05/11/1990 - 02/28/1991
FUNDAMENTAL BROKERS INC.
NY
01/25/1989 - 04/30/1990
GARBAN LIMITED (NEW YORK NY)
NA
02/17/1984 - 02/26/1985
CHAPDELAINE & CO.
BC
Issued 02/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/13/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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