Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Rodriguez ortiz is an Investment Advisor Representative with Citigroup Global Markets Inc. Daniel has been in the securities industry for 11 years. Daniel has Series 3, 4, 7, 9, 10, 31, 66 and SIE licenses. Daniel is also a registered investment advisor in Florida. Daniel previously worked at Raymond James Financial Services, Inc. and Invest Financial Corporation. Daniel is also a retail employee at Best Buy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/01/2018 - Present
Citigroup Global Markets Inc. (TAMPA FL)
FL
07/14/2016 - 09/18/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
05/11/2015 - 05/25/2016
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
01/05/2015 - 05/04/2015
INVEST FINANCIAL CORPORATION (TAMPA FL)
FL
08/29/2012 - 12/26/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
BOTH
Issued 12/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/18/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/05/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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