Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roddy is a financial advisor with Mesirow Financial, Inc., located in Chicago, IL. Daniel joined Mesirow Financial, Inc. on May 14, 2024. Prior to that, Daniel was with INSPEREX LLC, based in San Francisco, CA. Daniel has been a financial advisor for over 18 years and has a broad range of experience in the industry. Daniel holds Series 6, 7, and 63 licenses and the SIE exam. Daniel is registered to provide securities and investment advisory services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/14/2024 - Present
Mesirow Financial, Inc. (CHICAGO IL)
CA
07/01/2021 - 05/09/2024
INSPEREX LLC (San Francisco CA)
CA
08/09/2018 - 07/12/2021
280 SECURITIES LLC (SAN FRANCISCO CA)
MN
08/16/2011 - 06/01/2018
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
CA
03/01/2007 - 08/01/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
09/13/2005 - 02/27/2007
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 09/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/12/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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