Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roche is a financial professional with over 2 years of experience in the securities industry. Daniel holds the Series 7TO, Series 63, and SIE licenses and is currently registered with Rainmaker Securities, LLC in Coral Gables, FL. Daniel was previously registered with Inte Securities LLC in Boca Raton, FL. Daniel is registered in California, Florida, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/02/2023 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
FL
02/11/2020 - 02/17/2023
INTE SECURITIES LLC (BOCA RATON FL)
BC
Issued 03/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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