Unclaimed
Daniel Roch Foley is a financial advisor registered with Nylife Securities LLC. Daniel has been in the industry since 1983. Daniel holds Series 6, Series 63 and SIE licenses. Daniel is registered in the states of California, Connecticut, Michigan, Nevada and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/06/1983 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 08/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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