Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gilman is a financial professional with over 20 years of experience in the financial services industry. Daniel is currently registered with Regiment Securities, LLC and has previously held roles with firms such as ERG Securities (US) LLC, H2C Securities Inc., Jefferies LLC, and Citigroup Global Markets Inc.. Daniel has a wide range of experience in the industry, including investment banking, trading, and municipal securities. Daniel holds a number of industry licenses and certifications, including Series 3, 7, 52, 53, 57, 79, and 99, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
07/26/2023 - Present
Regiment Securities, LLC (CHICAGO IL)
CT
01/30/2019 - 11/22/2022
ERG SECURITIES (US) LLC (NORWALK CT)
NY
06/28/2016 - 02/06/2019
H2C SECURITIES INC. (NEW YORK NY)
NY
07/11/2011 - 05/17/2016
JEFFERIES LLC (NEW YORK NY)
NY
04/08/2011 - 06/10/2011
PANAMERICAN CAPITAL SECURITIES LLC (NEW YORK NY)
NY
03/13/2001 - 03/19/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/22/2000 - 02/26/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
FL
03/25/1998 - 10/20/1998
ADAMS, VINER, & MOSLER, LTD. (BOCA RATON FL)
NY
09/14/1995 - 03/16/1998
BZW SECURITIES INC. (NEW YORK NY)
BC
Issued 01/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/26/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/21/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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