Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roberts is a financial advisor with over 24 years of experience in the industry. Daniel is currently registered with Linden Thomas Advisory Services, LLC and Indexperts, LLC. Daniel's background includes experience with several other firms, including Nationwide Securities, LLC, Park Avenue Securities LLC, and Carl Marks Securities, LLC. Daniel holds Series 3, 4, 7, 24, 50, 52TO, 53, 54, 63, 65, 66, 99TO, and SIE licenses, reflecting a broad range of financial expertise. Daniel is also a Certified Financial Planner. Daniel specializes in providing financial planning services to individuals, businesses, and retirement plans. Daniel also provides portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/02/2019 - Present
Linden Thomas Advisory Services, LLC (Parrish FL)
FL
06/22/2023 - 12/12/2023
MIURA CAPITAL, LLC (MIAMI FL)
IA
10/14/2020 - 11/16/2023
CARL MARKS SECURITIES LLC (Stanton IA)
NJ
01/05/2022 - 06/13/2023
MONMOUTH CAPITAL MANAGEMENT LLC (POINT PLEASANT BEACH NJ)
IA
06/06/2019 - 01/03/2023
ANGEL ISLAND CAPITAL SERVICES, LLC (STANTON IA)
CT
08/06/2021 - 08/25/2022
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
NC
09/28/2021 - 08/24/2022
BARNABAS CAPITAL, LLC (CHARLOTTE NC)
PR
10/08/2020 - 03/10/2021
ROBUS CAPITAL PARTNERS LLC (SAN JUAN PR)
NY
06/18/2018 - 02/20/2019
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NE
08/01/2008 - 06/12/2018
NATIONWIDE SECURITIES, LLC (OMAHA NE)
NE
08/12/2005 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (OMAHA NE)
IA
09/13/2001 - 07/05/2005
WARNER GROUP, INC. (WATERLOO IA)
NE
04/23/1998 - 09/04/2001
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
02/04/1992 - 05/27/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/04/1992 - 05/27/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/31/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 05/31/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/28/1998
Series 4 - Registered Options Principal Examination
BC
Issued 06/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/15/2020
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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