Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Poole is a securities professional with over 25 years of experience in the financial industry. Currently registered with Mizuho Securities USA LLC, Daniel has held numerous positions throughout his career, including roles with firms like Evercore Group L.L.C., SMBC Nikko Securities America, Inc., and The Benchmark Company, LLC. Daniel is a licensed Series 7, Series 24, Series 63, Series 16, and Series 87 representative, and has obtained the SIE and Series 79TO licenses, demonstrating a commitment to continuous professional development. Daniel is registered to conduct business in all 50 states, Washington D.C., and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/24/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/23/2015 - 05/20/2022
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
05/03/2021 - 03/28/2022
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
01/31/2022 - 03/15/2022
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NA
09/20/2021 - 03/15/2022
VIII CAPITAL CORP. (TORONTO )
NY
02/02/2021 - 03/15/2022
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
OH
09/27/2019 - 12/10/2021
LONGBOW SECURITIES, LLC (INDEPENDENCE OH)
NY
03/07/2017 - 01/06/2020
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
02/26/2015 - 04/25/2019
DREXEL HAMILTON, LLC (NEW YORK NY)
OH
02/19/2010 - 03/14/2017
THE BENCHMARK COMPANY, LLC (Westlake OH)
NJ
07/06/2012 - 07/19/2016
THE VERTICAL GROUP (RED BANK NJ)
FL
07/31/2012 - 05/24/2016
WALLACHBETH CAPITAL LLC (BOCA RATON FL)
CA
05/06/2010 - 01/22/2016
BTIG, LLC (SAN FRANCISCO CA)
CT
02/15/2011 - 01/11/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
10/08/2014 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
10/29/2014 - 07/20/2015
CLANCY FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
10/15/2012 - 12/22/2014
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
05/03/2011 - 06/12/2012
AURIGA USA, LLC (NEW YORK NY)
NY
09/14/2010 - 01/31/2012
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
02/07/2011 - 12/15/2011
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
04/05/2011 - 10/19/2011
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
07/13/2009 - 05/17/2010
PALI CAPITAL, INC. (NEW YORK NY)
OH
10/16/1997 - 12/31/2006
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
MI
10/02/1994 - 10/01/1997
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NA
04/12/1994 - 05/05/1994
WOODWARD SECURITIES CORPORATION
MI
08/30/1991 - 04/23/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 12/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2020
Series 4 - Registered Options Principal Examination
BC
Issued 07/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/01/1991
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 08/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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