Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Oberkofler is a registered representative with Charles Schwab & CO., Inc. Daniel has been in the securities industry since 2017 and has a combined 53 state registrations, including Colorado. Daniel has experience with J.P. MORGAN SECURITIES LLC and SCOTTRADE, INC. Daniel is also a registered investment advisor in Colorado. Daniel has passed the following exams: Series 63, Series 66, Series 7, Series 3, Series 34, Series 9, Series 10, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
01/02/2025 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
06/11/2018 - 01/03/2019
J.P. MORGAN SECURITIES LLC (BOULDER CO)
CO
01/09/2017 - 03/08/2018
SCOTTRADE, INC. (WESTMINSTER CO)
BOTH
Issued 06/08/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/16/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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