Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Novotny is a financial advisor who has been working in the industry since 1993. Daniel is currently registered with Commonwealth Financial Network and has been with the firm since 2014. Before that, Daniel worked at several firms, including Stockcross Financial Services, Inc., State Farm VP Management Corp., Wachovia Securities, LLC, TD Ameritrade, Inc., and Dain Bosworth Incorporated. Daniel is also a registered investment advisor and has a wide range of experience in various aspects of financial advising. Daniel holds several licenses and certifications, including Series 7, Series 9, Series 10, Series 63, Series 65, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/14/2014 - Present
Commonwealth Financial Network (Winter Park FL)
FL
06/01/2009 - 04/21/2014
STOCKCROSS FINANCIAL SERVICES, INC. (WINTER PARK FL)
MN
02/03/2009 - 05/27/2009
STATE FARM VP MANAGEMENT CORP. (MENDOTA HEIGHTS MN)
FL
03/13/2007 - 12/18/2008
WACHOVIA SECURITIES, LLC (ORLANDO FL)
FL
01/16/1996 - 12/04/2006
TD AMERITRADE, INC. (ORLANDO FL)
NA
02/04/1993 - 12/18/1995
DAIN BOSWORTH INCORPORATED
MN
08/26/1992 - 02/16/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/26/1992 - 02/16/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/09/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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