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Daniel Robert Lodes

Brokers International Financial Services, LLC

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About Daniel Robert Lodes

Daniel Robert Lodes is a financial advisor with over 20 years of experience in the industry. He is currently registered with Brokers International Financial Services, LLC, and has previously worked with Kovack Securities, Inc., J.W. Cole Financial, Inc., NFP Securities, Inc., SII Investments, Inc., and Salomon Smith Barney Inc. Daniel Robert Lodes is registered in several states and holds several licenses, including Series 7, Series 63, and Series 65. His areas of expertise include retirement planning, investment management, and insurance.

Firm Information

Daniel Lodes is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Daniel Lodes’s Registration & Firm History

FL

12/11/2017 - Present

Brokers International Financial Services, LLC (Punta Gorda FL)

FL

06/05/2013 - 12/31/2017

KOVACK SECURITIES INC. (PUNTA GORDA FL)

FL

10/04/2007 - 05/31/2013

J.W. COLE FINANCIAL, INC. (PUNTA GORDA FL)

FL

01/12/2005 - 10/05/2007

NFP SECURITIES, INC. (PUNTA GORDA FL)

WI

03/28/2002 - 02/03/2005

SII INVESTMENTS, INC. (APPLETON WI)

NY

05/24/2001 - 03/28/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/25/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Daniel Robert Lodes. Review regulatory record here.
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