Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Levin is a financial advisor with RBC Capital Markets, LLC. Daniel has been in the financial services industry since 1983 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Daniel is registered with FINRA and the state of California as a Registered Representative and Investment Advisor Representative. Daniel previously worked with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Oppenheimer & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Investment Services, Inc. Daniel offers a range of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/04/2022 - Present
RBC Capital Markets, LLC (CENTURY CITY CA)
CA
01/30/2015 - 04/11/2022
WELLS FARGO CLEARING SERVICES, LLC (BEVERLY HILLS CA)
CA
07/09/2010 - 02/05/2015
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
CA
10/23/2009 - 07/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
10/12/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BEVERLY HILLS CA)
CA
07/17/1998 - 10/29/2007
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NY
12/20/1995 - 07/23/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/18/1994 - 12/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
10/22/1990 - 04/28/1994
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
03/01/1983 - 10/29/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 03/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1983
Series 3 - National Commodity Futures Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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