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Daniel Robert Kozlowski

MM Ascend Life Investor Services, LLC

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About Daniel Robert Kozlowski

Daniel Robert Kozlowski is a financial professional with over 10 years of experience in the industry. Daniel has a strong background in securities and investment products, having passed the Series 6, Series 63 and SIE exams. Daniel currently holds a registration with MM Ascend Life Investor Services, LLC and is licensed in Colorado and California. In the past, Daniel has also worked with Silver Oak Securities, Incorporated and Jackson National Life Distributors LLC. Daniel's most recent employment with MM Ascend Life Investor Services, LLC began in 2020. Daniel is currently maintaining his registration but not actively serving clients.

Firm Information

Daniel Kozlowski is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Daniel Kozlowski’s Registration & Firm History

OH

11/17/2020 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

TN

04/13/2020 - 01/28/2021

SILVER OAK SECURITIES, INCORPORATED (JACKSON TN)

CO

02/07/2013 - 04/13/2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

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Licenses & Designations

IA

Issued 05/24/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/01/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Robert Kozlowski.
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