Unclaimed
Daniel Robert Hernandez is an investment professional with over 17 years of experience in the financial services industry. Daniel is currently registered with The Leaders Group, Inc. in Connecticut. Daniel's previous experience includes roles at Simplicity Financial Investment Services, Inc., The Leaders Group, Inc. and Hartford Equity Sales Company Inc. Daniel has passed the Series 63, SIE and Series 6 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/09/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
08/28/2018 - 10/12/2023
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)
CO
11/18/2014 - 12/31/2016
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
12/04/2002 - 11/01/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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