Unclaimed
Daniel Gerber is a registered representative of Scotia Capital (usa) Inc., holding licenses in 52 states and the District of Columbia. He is a Series 7, 24, 63, 99TO and SIE licensed professional. His current employment at Scotia Capital (usa) Inc. began on October 27, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2020 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 10/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/11/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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