Unclaimed
Daniel Robert Fossey is a registered representative with Maxim Group LLC. Daniel has been in the securities industry since July 16, 2012 and is licensed to sell securities in Illinois, Indiana, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2014 - Present
Maxim Group LLC (NEW YORK NY)
AZ
05/22/2012 - 01/07/2014
CERES CAPITAL ADVISORS (PHOENIX AZ)
BC
Issued 08/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/21/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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