Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Robert Flaig is a financial professional with over 25 years of experience in the industry. Daniel is a registered representative with Fidelity Brokerage Services LLC. Daniel holds the Series 6, 7, 24 and 63 securities licenses. Daniel has previously held positions with National Financial Services LLC and Fidelity Investments Institutional Services Company, Inc. Daniel is currently registered in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/31/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
06/18/2007 - 01/03/2011
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
08/31/2006 - 06/01/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
RI
03/14/1995 - 08/31/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 02/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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