Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Fillinger is a financial advisor with over 19 years of experience in the financial services industry. Daniel is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since 2012. Daniel holds Series 7, Series 10, Series 9, and Series 63 securities licenses and has also earned his Series 65 license to provide investment advice. Daniel has been recognized with the Certified Financial Planner designation and is committed to providing comprehensive financial planning services to individuals and families. Prior to joining Wells Fargo Advisors Financial Network, LLC, Daniel worked for various firms including Chase Investment Services Corp., WAMU Investments, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/04/2024 - Present
Wells Fargo Advisors Financial Network, LLC (EL SEGUNDO CA)
CA
05/02/2009 - 05/03/2012
CHASE INVESTMENT SERVICES CORP. (SANTA MONICA CA)
CA
02/18/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (MALIBU CA)
MO
01/18/2008 - 02/12/2009
EDWARD JONES (ST. LOUIS MO)
NJ
03/01/2007 - 01/22/2008
ADP BROKER-DEALER, INC. (ROSELAND NJ)
TX
01/24/2005 - 02/14/2007
EDWARD JONES (WHITE OAK TX)
IA
Issued 06/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/12/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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