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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Robert De st. aubin is a financial advisor with over 20 years of experience in the financial industry. Daniel has been registered with Morgan Stanley since 2013. Previously, Daniel worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PIPER JAFFRAY & CO.. Daniel holds the Series 7, 9, 10, 63, and 66 licenses and has earned the SIE designation. Daniel is registered with the State of Minnesota and has obtained licenses in other jurisdictions, including Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MN
02/04/2013 - Present
Morgan Stanley (St. Paul MN)
MN
06/16/2006 - 02/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STILLWATER MN)
MN
07/02/2002 - 06/23/2006
PIPER JAFFRAY & CO. (ST PAUL MN)
CA
09/12/2001 - 07/15/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 01/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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