Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brims is a registered representative with H.c.wainwright & Co., LLC. Daniel has been in the financial services industry since 2012 and has a strong background in investment banking, research, and securities trading. He holds the Series 7, 79, 86, and 87 licenses. Daniel is committed to providing his clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/15/2021 - Present
H.c.wainwright & CO., LLC (NEW YORK NY)
NY
07/22/2014 - 10/30/2015
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/17/2013 - 07/02/2014
BREAN CAPITAL, LLC (NEW YORK NY)
NY
04/15/2013 - 06/19/2013
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
06/21/2012 - 04/15/2013
BREAN CAPITAL, LLC (NEW YORK NY)
BC
Issued 07/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/04/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Brims is the right advisor for you? Invested Better is here to help.
