Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Bregen is an active financial professional with over 27 years of experience in the financial services industry. Daniel is registered with Osaic Wealth, Inc. in Scottsdale, Arizona and is a Series 63, Series 7, Series 8, Series 9, Series 10, and SIE licensed advisor. Daniel's previous employers include TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., USAA FINANCIAL ADVISORS, INC., MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., and CHARLES SCHWAB & CO., INC. Daniel specializes in financial planning, pension consulting, educational seminars, and the selection of other advisors. Daniel provides portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
05/07/2020 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/01/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
02/01/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
05/07/2020 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
05/07/2020 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/07/2020 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
02/03/2020 - 04/30/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
03/25/2017 - 01/31/2019
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
11/17/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
AZ
12/01/2014 - 07/08/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
10/11/1993 - 11/11/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BC
Issued 10/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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