Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roach is a financial advisor with over 20 years of experience in the financial services industry. Daniel is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Virginia, and has previously worked for Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, and First Clearing, LLC. Daniel holds several licenses and certifications, including Series 3, 4, 7, 9, 10, 24, and 66. Daniel's areas of specialization include Financial Planning, Portfolio Management for Individuals, and Selection of Other Advisors. Daniel is also a passive partial owner of Bahn Mi, LLC, a Washington, DC business, but this is not an investment related activity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
VA
10/18/2011 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Charlottesville VA)
WA
12/14/2006 - 09/29/2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (YAKIMA WA)
NJ
06/11/2004 - 12/07/2006
WACHOVIA SECURITIES, LLC (SUMMIT NJ)
MO
12/17/2001 - 06/11/2004
FIRST CLEARING, LLC (ST. LOUIS MO)
BOTH
Issued 10/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/10/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/13/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2006
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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