Unclaimed
Daniel Richard Torcia is a financial professional with over 30 years of experience in the financial services industry. Daniel is currently registered with Fidelity Brokerage Services LLC and is Series 6, 7, 9, 10, 24, 3, 63 and SIE licensed. He is a registered principal in Massachusetts, New Hampshire, Texas and Utah. Prior to joining Fidelity Brokerage Services LLC, Daniel was employed by Fidelity Distributors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
05/06/2008 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
05/15/1992 - 03/19/2008
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
12/03/1991 - 03/31/1992
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BC
Issued 12/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 04/03/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2006
Series 3 - National Commodity Futures Examination
BC
Issued 03/23/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Daniel Torcia is the right advisor for you? Invested Better is here to help.