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Daniel Richard Palmer

Northwestern Mutual Investment Services, LLC

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About Daniel Richard Palmer

Daniel Palmer is a financial professional with over 20 years of experience in the financial services industry. Daniel currently works as a registered representative at Northwestern Mutual Investment Services, LLC where he specializes in providing comprehensive financial advice and solutions to individuals and families. Daniel also provides investment advisory services through Northwestern Mutual Investment Services, LLC. Prior to joining Northwestern Mutual Investment Services, LLC, Daniel was a registered representative at Sanders Morris Harris Inc. and Sutro & Co. Incorporated. Daniel has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals.

Firm Information

Daniel Palmer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Daniel Palmer’s Registration & Firm History

CA

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

IL

01/22/2008 - 06/30/2009

ASSENT LLC (BOLINGBROOK IL)

CA

01/02/2002 - 02/09/2007

SANDERS MORRIS HARRIS INC. (LOS ANGELES CA)

CA

11/18/1996 - 12/31/2001

SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/13/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/22/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Richard Palmer.
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