Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Richard Hazewski is a financial advisor with over 29 years of experience in the industry. Daniel is currently registered with LPL Financial LLC. Daniel has been with LPL Financial LLC since August 3, 2021. Daniel holds Series 6, 7, 24 and 63 licenses, as well as the SIE exam. Prior to LPL Financial LLC, Daniel worked at WS GRIFFITH SECURITIES, INC. from April 12, 1993 to June 2, 2004. Daniel is registered with the following states: Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Indiana, Maine, Maryland, Massachusetts, Michigan, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Utah, Vermont and Virginia. Daniel specializes in providing financial advice to high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other investment advisors. Daniel is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (GLENS FALLS NY)
CT
04/12/1993 - 06/02/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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