Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Richard Hatter is a securities professional with over 11 years of experience in the industry. Daniel has a Series 7TO, Series 99 and SIE licenses. He also holds a Series 24 General Securities Principal license. Currently, Daniel is employed by Tradition Securities And Derivatives LLC, and has previously worked for TFS Derivatives LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
05/18/2012 - 05/10/2016
TFS DERIVATIVES LLC (NEW YORK NY)
BC
Issued 11/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2012
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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