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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Hofmann is an Investment Advisor Representative with UBS Financial Services Inc. Daniel is a Series 66 licensed professional in the state of New York and Series 3, 7 and SIE licensed for brokerage services. Daniel has been active in the financial services industry since June 2002. Daniel has worked with a variety of firms, including UBS International Inc., Julius Baer Securities Inc. and HVB Capital Markets, Inc.. Daniel is registered in 29 states and has experience working with individuals, high-net-worth individuals, corporations, pension plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/19/2020 - Present
UBS Financial Services Inc. (New York NY)
NY
04/19/2005 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
07/12/2004 - 04/05/2005
JULIUS BAER SECURITIES INC. (NEW YORK NY)
NY
01/15/2002 - 02/17/2004
HVB CAPITAL MARKETS, INC. (NEW YORK NY)
NY
11/23/2001 - 12/03/2001
DIME SECURITIES, INC. (BROOKLYN NY)
BOTH
Issued 02/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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