Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Regina is a financial professional with over 12 years of experience in the industry. Daniel is currently registered with BGC Financial, LP, and has been with the firm since September 2011. Prior to joining BGC Financial, LP, Daniel worked at First Brokers Securities LLC from October 2010 to September 2011. Daniel holds Series 7, Series 63 and SIE licenses. Daniel is licensed to practice in Connecticut, California, Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/23/2011 - Present
BGC Financial, LP (Palm Beach Gardens FL)
NJ
10/14/2010 - 09/13/2011
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 02/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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