Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Babai is a financial advisor who has been active in the industry since 2009. Daniel is currently registered with U.S. Bancorp Advisors, LLC and has experience with Morgan Stanley and Morgan Stanley DW Inc. Daniel is licensed in several states, including California, Georgia, Hawaii, Nevada, and Texas. Daniel specializes in providing portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
05/11/2021 - Present
U.s. Bancorp Advisors, LLC (SANTA BARBARA CA)
CA
07/16/2012 - 08/27/2013
MORGAN STANLEY (SANTA BARBARA CA)
NY
09/11/2000 - 09/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2000
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
Not sure Daniel Babai is the right advisor for you? Invested Better is here to help.
