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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Nellen is a financial advisor at LPL Financial LLC in Louisville, KY. Daniel has been in the industry since 1999. Daniel is registered with FINRA and the state of Kentucky. Daniel is also a registered Investment Advisor. Daniel has been with LPL Financial LLC since 2006. Prior to that, Daniel was employed by RAYMOND JAMES FINANCIAL SERVICES, INC., H&R BLOCK FINANCIAL ADVISORS, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Daniel holds the Series 7, Series 63, and Series 65 licenses. Daniel specializes in providing financial planning, investment management, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
01/09/2006 - Present
LPL Financial LLC (LOUISVILLE KY)
KY
02/12/2004 - 12/31/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (LOUISVILLE KY)
MI
05/27/1999 - 02/11/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
08/26/1998 - 11/09/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/26/1998 - 11/09/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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